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Matthew Vazquez

Citigroup Global Markets Inc.

New York, NY

Los Angeles, CA

Hoboken, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-31
  • NY RA
    APPROVED
    Since 2022-03-31

Branch Locations

Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Hoboken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 05/2011 03/2018
Advent Capital Management, Llc New York NY 04/2018 03/2022
Advent Capital Distributors, Llc New York NY 04/2018 03/2022
Citigroup Global Markets Inc. New York NY 03/2022 Present
Previous Registrations
  • 2011-06-27 → 2018-03-06
    Ubs Financial Services Inc.
    New York, NY
    Weehawken, NJ
  • 2022-03-31 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    New York, NY
    Tampa, FL
    Hoboken, NJ
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-24
S63 Uniform Securities Agent State Law Examination 2008-11-10
  • S66 Uniform Combined State Law Examination
    2011-06-24
  • S63 Uniform Securities Agent State Law Examination
    2008-11-10
Designations
Other Names
  • Matthew Vazquez
  • Matthew Scott Vazquez
  • Matthew S. Vazquez
  • Matthew S Vazquez

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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