Best Investors
Account
Sign in
Best Investors
Account
Sign in
8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-03-25 |
| NM | RA | APPROVED | 2020-07-21 |
Branch Locations
8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Albuquerque | NM | 08/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Albuqueerque | NM | 08/2013 | Present |
| John Moore And Associates | Albuquerque | NM | 08/2013 | Present |
| N/A - Author | Albuquerque | NM | 12/2019 | Present |
1) JOHN MOORE AND ASSOCIATES. INDEPENDENT RIA POSITION/TITLE: ADVISOR INVESTMENT RELATED:YES START DATE: 08/20/2013 HOURS PER MONTH DEVOTED TO THIS BUSINESS:0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: PROVIDE INVESTMENT ADVICE AND FINANCIAL PLANNING TO CLIENTS. Raymond James Financial Services Financial Advisor POSITION/TITLE: ADVISOR INVESTMENT RELATED:YES START DATE: 08/20/2013 HOURS PER MONTH DEVOTED TO THIS BUSINESS:160 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 150 DESCRIPTION OF DUTIES: PROVIDE INVESTMENT ADVICE AND FINANCIAL PLANNING TO CLIENTS. 2) Name of Business : N/A - Author. Address: Albuquerque, NM Nature of the Business: Author Position/Title: Author Investment Related:No Start Date: 12/03/2019 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: I am a co-author with my partner, John Moore.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
Reach out to this advisor