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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-15
MN RA APPROVED 2023-06-06
  • TX RA
    APPROVED
    Since 2023-06-15
  • MN RA
    APPROVED
    Since 2023-06-06

Branch Locations

4041 28Th St Nw, Rochester, MN 55901 • United States

8300 Norman Center Dr, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester MN 05/2022 Present
Doordash San Francisco CA 05/2021 05/2022
Farmers Insurance Rochester MN 03/2017 05/2021
Old Navy Rochester MN 05/2016 03/2017
Kroger Rochester MN 03/2022 04/2022
University Of Phoenix Phoenix AZ 01/2018 08/2020
  • 05/2022 → Present
    Rochester, MN
  • 05/2021 → 05/2022
    Doordash
    San Francisco, CA
  • 03/2017 → 05/2021
    Farmers Insurance
    Rochester, MN
  • 05/2016 → 03/2017
    Old Navy
    Rochester, MN
  • 03/2022 → 04/2022
    Kroger
    Rochester, MN
  • 01/2018 → 08/2020
    University Of Phoenix
    Phoenix, AZ
Other Businesses

I*1009434 , Entity Type, For Profit,Entity Publicly Traded Name of OBA: Doordash Address:San Francisco,CA,94103 Investment Related:NO Position, Title, Association: Other Employee Start Date:10/01/2022 No Hours:8 Weekly No Hours during trading:0 Duties:Delivering food for Doordash

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-05
  • S66 Uniform Combined State Law Examination
    2023-06-05

View on SEC IAPD

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