Best Investors Account Sign in
Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-09-27
  • WI RA
    APPROVED
    Since 2024-09-27

Branch Locations

1717 Wolf Road Suite E, Richfield, WI 53076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Straight Arrow Financial Group Richfield WI 05/2022 Present
Student Cedar Grove WI 05/2014 05/2022
Lpl Financial Llc Richfield WI 05/2022 Present
  • 05/2022 → Present
    Straight Arrow Financial Group
    Richfield, WI
  • 05/2014 → 05/2022
    Student
    Cedar Grove, WI
  • 05/2022 → Present
    Lpl Financial Llc
    Richfield, WI
Other Businesses

1) 05/23/2024-Cedar Grove-Belgium High School-High School wrestling coach-Not Inv Related-At Cedar Grove, WI-Start date 06/03/2024-30 hrs/mth 2) 05/23/2024-Straight Arrow Financial Group-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s) 3) 10/03/2024 - Straight Arrow Financial Group - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 10/03/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-20
  • S66 Uniform Combined State Law Examination
    2024-09-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Richfield, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor