Sarah Nicole Kozlowski

Current Employers

Employment History

• 03/2010 → 10/2016
  Bmo Harris Bank
  Brookfield, WI
• 02/2014 → 10/2016
  Bmo Harris Financial Advisors, Inc
  Brookfield, WI
• 10/2016 → 01/2017
  Oneamerica Securities, Inc
  Wauwatosa, WI
• 10/2016 → 01/2017
  Oneamerica Retirement Services
  Wauwatosa, WI
• 03/2017 → 09/2017
  Waddell & Reed, Inc
  Richfield, WI
• 03/2017 → 09/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Milwaukee, WI
• 03/2010 → 01/2017
  Oneamerica Securities, Inc
  Wauwatosa, WI
• 04/2017 → Present
  Straight Arrow Financial Group (Dba)
  Richfield, WI
• 09/2017 → Present
  Lpl Financial, Llc
  Richfield, WI
• 09/2017 → Present
  Independent Advisor Alliance, Llc
  Richfield, WI
• 07/2025 → Present
  Bryant & Bolick Financial Services
  Salisbury, NC

Previous Registrations

• 2017-03-15 → 2017-10-02
  Waddell & Reed
  Waukesha, WI
  Richfield, WI
• 2016-10-17 → 2017-01-17
  Oneamerica Securities, Inc.
  Wauwatosa, WI
  Indianapolis, IN
• 2016-04-01 → 2016-10-18
  Bmo Harris Financial Advisors, Inc.
  Brookfield, WI

Other Businesses

1. 09/26/2017 - STRAIGHT ARROW FINANCIAL GROUP/ DBA FOR LPL AND IAA BUSINESS (ENTITY FOR LPL AND IAA BUSINESS)/ 100%/ RICHFIELD, WI. - Start date: 09/26/2017 160hrs/mnth 8 hrs during Trading 2. 11/8/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - ADMIN. - Started 09/26/2017 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/08/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/8/2018 - Independent Advisor Alliance - DBA: (Hybrid) Straight Arrow Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/26/2017 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/08/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/20/2025 - Bryant & Bolick Financial Services, Inc. - DBA for LPL Business (entity for LPL business) Inv rel - At reported business location(s) - Start date: 08/01/2025 - 50hrs/mnth 50 hrs during Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-31

Other Names

• Sarah Nicole Richmond
• Sarah Kozlowski
• Sarah Nicole Kozlowski