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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-02-21 |
| TX | RA | APPROVED | 2023-02-21 |
Branch Locations
127 N. Fulton Street, Salisbury, NC 28144 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Salisbury | NC | 07/2011 | 02/2023 |
| Lpl Financial Llc | Salisbury | NC | 02/2023 | Present |
1) 01/31/2023 - KIDD FINANCIAL INVESTMENTS INC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 01/31/2023 - KIDD FINANCIAL INVESTMENTS - Business Entity For Tax/Investment Purposes Only - Business entity for commissions - SALISBURY NC 28146 - Non investment related - Start date: 7/2/2011. 3) 01/31/2023 - REAL ESTATE RENTAL - owner - 127 N FULTON ST SALISBURY NC 28144 - Investment related - 10 Hours per month - Start date: 5/5/2006.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-25 |
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