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Nicholas J Lama

Fisher Investments

Plano, TX

Tampa, FL

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-15
TX RA APPROVED 2026-04-08
  • FL RA
    APPROVED
    Since 2026-04-15
  • TX RA
    APPROVED
    Since 2026-04-08

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deloitte Corporate Finance Tampa FL 05/2022 02/2023
Benchmark International Tampa FL 11/2020 05/2022
Iavarone's Italian Steakhouse Tampa FL 06/2020 10/2020
717 Parking Services Tampa FL 12/2016 03/2020
Abercrombie & Fitch Tampa FL 08/2016 12/2016
Unemployed Tampa FL 03/2020 06/2020
Bay Area Valet Tampa FL 03/2023 09/2023
Citigroup Tampa FL 04/2023 10/2023
Morgan Stanley Tampa FL 10/2023 02/2026
Fisher Investments Tampa FL 03/2026 Present
  • 05/2022 → 02/2023
    Deloitte Corporate Finance
    Tampa, FL
  • 11/2020 → 05/2022
    Benchmark International
    Tampa, FL
  • 06/2020 → 10/2020
    Iavarone's Italian Steakhouse
    Tampa, FL
  • 12/2016 → 03/2020
    717 Parking Services
    Tampa, FL
  • 08/2016 → 12/2016
    Abercrombie & Fitch
    Tampa, FL
  • 03/2020 → 06/2020
    Unemployed
    Tampa, FL
  • 03/2023 → 09/2023
    Bay Area Valet
    Tampa, FL
  • 04/2023 → 10/2023
    Citigroup
    Tampa, FL
  • 10/2023 → 02/2026
    Morgan Stanley
    Tampa, FL
  • 03/2026 → Present
    Fisher Investments
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-29
S63 Uniform Securities Agent State Law Examination 2022-07-29
  • S65 Uniform Investment Adviser Law Examination
    2023-12-29
  • S63 Uniform Securities Agent State Law Examination
    2022-07-29
Other Names
  • Nicholas Jose Lama

View on SEC IAPD

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