Peter B Mangan

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-15
IL	RA	APPROVED	2022-12-10

TX RA
APPROVED

Since 2023-01-15
IL RA
APPROVED

Since 2022-12-10

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Deerfield	IL	06/2022	Present
Magnetar Capital	Evanston	IL	06/2021	08/2021
University Of Dayton	Dayton	OH	08/2018	05/2022
Loyola Academy	Wilmette	IL	08/2014	05/2018
Northwestern University	Evanston	IL	06/2020	06/2020

06/2022 → Present

Morgan Stanley Smith Barney Llc

Deerfield, IL
06/2021 → 08/2021

Magnetar Capital

Evanston, IL
08/2018 → 05/2022

University Of Dayton

Dayton, OH
08/2014 → 05/2018

Loyola Academy

Wilmette, IL
06/2020 → 06/2020

Northwestern University

Evanston, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-10

S66 Uniform Combined State Law Examination

2022-12-10

View on SEC IAPD

Other Firms

CAPITAL RESOURCE MANAGEMENT,INC.

ROBERTS, GLORE & CO.

PICKWICK WEALTH MANAGEMENT

OSAIC WEALTH, INC.

WAVERLY ADVISORS, LLC

LPL FINANCIAL LLC

NADLER FINANCIAL GROUP, INC.

PARKSIDE INVESTMENTS, LLC

Other Investors

DAVID SCOTT PEARLSTEIN

STEVEN SCOTT HOWARD

TIMOTHY PAUL SWIAT

LAURA LEE CARDINAL

LANCE PAUL EATON

Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL

ROBERTS, GLORE & CO. · DEERFIELD, IL

PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL

OSAIC WEALTH, INC. · DEERFIELD, IL

WAVERLY ADVISORS, LLC · Deerfield, IL

LPL FINANCIAL LLC · Deerfield, IL

NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

More in Deerfield, IL

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