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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-13 |
| RI | RA | APPROVED | 2023-10-09 |
Branch Locations
57 River Street Suite 102, Wellesley Hills, MA 02481-2050 • United States
Brighton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Montpelier | VT | 05/2022 | 06/2022 |
| Roger Williams University | Bristol | RI | 08/2018 | 05/2022 |
| Union Mutual Of Vermont Companies | Montpelier | VT | 06/2021 | 08/2021 |
| J.MOrgan''''''''''''''''s Steakhouse | Montpelier | VT | 06/2021 | 08/2021 |
| United States Tennis Association New England | Newport | RI | 07/2019 | 07/2019 |
| J. Morgan''''''''''''''''s Steakhouse | Montpelier | VT | 05/2014 | 08/2018 |
| Montpelier High School | Montpelier | VT | 05/2014 | 08/2018 |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2022 | 09/2023 |
| Thrivent Financial | Appleton | WI | 08/2022 | 01/2023 |
| Thrivent Financial | Appleton | WI | 01/2023 | 09/2023 |
| Rbc Capital Markets, Llc | Wellesley | MA | 10/2023 | Present |
(1) NAME OF ENTITY: United States Tennis Association Incorporated ADDRESS: 110 Turnpike Rd #110 Westborough MA 01581 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Sep 13, 2026 CAPACITY: Other DUTIES: I will be teaching tennis to children on Sundays from 9/13-11/1 (specific weeks are 9/13, 9/27, 10/4, 10/18, 10/25, 11/1) as teaching tennis has always been important to me as a way to give back to the sport I love. I will be teaching 2 different sessions each of which are an hour long at Woburn High School. I have worked with USTA New England in the past during college summers and am happy to work with them again for 2 hours every sunday for 6 weeks. HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (this is on Sundays)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-04 |
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