Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-13
RI RA APPROVED 2023-10-09
  • TX RA
    APPROVED
    Since 2023-10-13
  • RI RA
    APPROVED
    Since 2023-10-09

Branch Locations

57 River Street Suite 102, Wellesley Hills, MA 02481-2050 • United States

Brighton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Montpelier VT 05/2022 06/2022
Roger Williams University Bristol RI 08/2018 05/2022
Union Mutual Of Vermont Companies Montpelier VT 06/2021 08/2021
J.MOrgan''''''''''''''''s Steakhouse Montpelier VT 06/2021 08/2021
United States Tennis Association New England Newport RI 07/2019 07/2019
J. Morgan''''''''''''''''s Steakhouse Montpelier VT 05/2014 08/2018
Montpelier High School Montpelier VT 05/2014 08/2018
Thrivent Investment Management Inc Minneapolis MN 06/2022 09/2023
Thrivent Financial Appleton WI 08/2022 01/2023
Thrivent Financial Appleton WI 01/2023 09/2023
Rbc Capital Markets, Llc Wellesley MA 10/2023 Present
  • 05/2022 → 06/2022
    Unemployed
    Montpelier, VT
  • 08/2018 → 05/2022
    Roger Williams University
    Bristol, RI
  • 06/2021 → 08/2021
    Union Mutual Of Vermont Companies
    Montpelier, VT
  • 06/2021 → 08/2021
    J.MOrgan''''''''''''''''s Steakhouse
    Montpelier, VT
  • 07/2019 → 07/2019
    United States Tennis Association New England
    Newport, RI
  • 05/2014 → 08/2018
    J. Morgan''''''''''''''''s Steakhouse
    Montpelier, VT
  • 05/2014 → 08/2018
    Montpelier High School
    Montpelier, VT
  • 06/2022 → 09/2023
    Minneapolis, MN
  • 08/2022 → 01/2023
    Thrivent Financial
    Appleton, WI
  • 01/2023 → 09/2023
    Thrivent Financial
    Appleton, WI
  • 10/2023 → Present
    Wellesley, MA
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: United States Tennis Association Incorporated ADDRESS: 110 Turnpike Rd #110 Westborough MA 01581 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Sep 13, 2026 CAPACITY: Other DUTIES: I will be teaching tennis to children on Sundays from 9/13-11/1 (specific weeks are 9/13, 9/27, 10/4, 10/18, 10/25, 11/1) as teaching tennis has always been important to me as a way to give back to the sport I love. I will be teaching 2 different sessions each of which are an hour long at Woburn High School. I have worked with USTA New England in the past during college summers and am happy to work with them again for 2 hours every sunday for 6 weeks. HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (this is on Sundays)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-04
  • S66 Uniform Combined State Law Examination
    2022-10-04
Other Names
  • Tyler Francis Cain
  • Tyler Cain

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wellesley Hills, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor