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Courtney Ann Brobst

LPl Enterprise, LLC

Newark, DE

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-11-14
  • DE RA
    APPROVED
    Since 2024-11-14

Branch Locations

121 Continental Drive Suite 109, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Newark DE 10/2023 04/2024
Unemployed Townsend DE 06/2023 09/2023
Post University Waterbury CT 01/2023 05/2023
Post University Waterbury CT 09/2022 12/2022
Unemployed Townsend DE 08/2022 08/2022
Ameriprise Financial Wilmington DE 05/2022 07/2022
Post University Waterbury CT 08/2021 05/2022
Unemployed Townsend DE 05/2021 08/2021
Post University Waterbury CT 01/2021 05/2021
Kohls Middletown DE 08/2020 02/2021
Unemployed Townsend DE 10/2013 08/2020
Pruco Securities Llc Newark DE 05/2024 11/2024
The Prudential Insurance Company Of America Newark DE 07/2024 Present
Lpl Enterprise, Llc Newark DE 11/2024 Present
  • 10/2023 → 04/2024
    Pruco Securities Llc
    Newark, DE
  • 06/2023 → 09/2023
    Unemployed
    Townsend, DE
  • 01/2023 → 05/2023
    Post University
    Waterbury, CT
  • 09/2022 → 12/2022
    Post University
    Waterbury, CT
  • 08/2022 → 08/2022
    Unemployed
    Townsend, DE
  • 05/2022 → 07/2022
    Ameriprise Financial
    Wilmington, DE
  • 08/2021 → 05/2022
    Post University
    Waterbury, CT
  • 05/2021 → 08/2021
    Unemployed
    Townsend, DE
  • 01/2021 → 05/2021
    Post University
    Waterbury, CT
  • 08/2020 → 02/2021
    Kohls
    Middletown, DE
  • 10/2013 → 08/2020
    Unemployed
    Townsend, DE
  • 05/2024 → 11/2024
    Pruco Securities Llc
    Newark, DE
  • 07/2024 → Present
    The Prudential Insurance Company Of America
    Newark, DE
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Newark, DE
Previous Registrations
Other Businesses

1) 08/06/2025-Independent Insurance Contractor-Medicare Agent-Inv related-At Reported business location(s)-Start date 08/05/2025-2hrs/mth-2hrs/mth during trading 2) 01/28/2026-Old Line Wealth Partners-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/22/2026-1hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-14
  • S66 Uniform Combined State Law Examination
    2024-06-14

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
JPL ASSET MANAGEMENT AND PLANNING, LLC
NJM VENCAP LLC
RIVER FAMILY ADVISORS LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

WILLIAM JASON HAGERMAN
CHRISTOPHER M BURGOS
Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE

More in Newark, DE

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