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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leos Tavern | Garden City | NY | 09/2020 | 06/2022 |
| Ubs Financial Services Inc | Baltimore | MD | 07/2022 | 09/2024 |
| Student | Garden City | NY | 07/2011 | 08/2020 |
| Bny Mellon Securities Corporation | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-06 |
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