Scott Carl Wauters

Current Employers

Employment History

• 09/2007 → 11/2017
  M&I Brokerage Services
  Ripon, WI
• 08/2009 → 11/2017
  M & I Insurance Services
  Milwaukee, WI
• 08/2009 → 11/2017
  M & I Trust
  Milwaukee, WI
• 07/2011 → 11/2017
  Bmo Harris Bank
  Milwaukee, WI
• 08/2012 → 11/2017
  Bmo Harris Financial Advisors, Inc.
  Depere, WI
• 11/2017 → Present
  Lpl Financial, Llc
  Appleton, WI
• 11/2017 → 10/2022
  Advisors Pride Inc.
  Appleton, WI
• 10/2022 → Present
  Gateway Wealth Partners, Llc
  Appleton, WI

Previous Registrations

• 2017-12-07 → 2022-12-31
  Advisors' Pride Inc.
  Appleton, WI
  Appleton, WI
• 2012-08-01 → 2017-11-20
  Bmo Harris Financial Advisors, Inc.
  Casco, WI
  Depere, WI
  Green Bay, WI
• 2008-04-30 → 2012-08-01
  M&I Financial Advisors, Inc
  Casco, WI
  Ripon, WI
  Green Bay, WI
  Depere, WI
• 2010-04-29 → 2012-04-18
  M&I Investment Management Corp.
  Milwaukee, WI

Other Businesses

1. 11/17/2017 - PROVISIONS WEALTH PLANNERS/ NON-VARIABLE INSURANCE - INV. RELATED - 20%, APPLETON, WI. 2. 12/8/2017 - Provisions Wealth Planners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/15/2017 - 20 Hours Per Month/4 Hours During Securities Trading - Time Spent 50%. 3. 12/8/2017 - Advisors Pride - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/15/2017 - 20 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Advisors Pride, an independent investment advisor firm. I started this business activity in 11/2016. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 05/23/2022 - Gateway Financial Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/17/2022- 120 Hours Per Month/ 120 Hours During Securities Trading. 5. 2/2/2023 - Gateway Wealth Partners, LLC - DBA: Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 01/16/2023 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-13