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Richard Esteban Toscano

Pacific Capital Associates

San Diego, CA

San Diego, CA

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Current Employers
Pacific Capital Associates

4747 Viewridge Ave Suite 107, San Diego, CA 92123-1688 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2013-03-12
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2013-03-12

Branch Locations

4747 Viewridge Ave Ste 107, San Diego, CA 92123-1688 • United States

4747 Viewridge Ave Suite 107, San Diego, CA 92123-1688 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 05/2006 11/2017
Cetera Advisor Networks El Segundo CA 09/2017 03/2019
Pacific Capital Associates, Inc. San Diego CA 10/2011 Present
  • 05/2006 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 09/2017 → 03/2019
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2011 → Present
    Pacific Capital Associates, Inc.
    San Diego, CA
Previous Registrations
  • 2017-09-14 → 2017-11-13
    Cetera Wealth Services, Llc
    San Diego, CA
    El Segundo, CA
    San Diego, CA
  • 2006-08-07 → 2017-11-01
    Girard Securities, Inc.
    Del Mar, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-04
  • S66 Uniform Combined State Law Examination
    2006-08-04
Other Names
  • Richard Esteban Toscano

View on SEC IAPD

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Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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