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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-07-26 |
Branch Locations
432 Central Way, Kirkland, WA 98033 • United States
432 Central Way, Kirkland, WA 98033 • United States
201 Wells Avenue South, Renton, WA 98057 • United States
17512 State Route 9 Se, Snohomish, WA 98296 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Seattle | WA | 05/2022 | 05/2024 |
| Massmutual Life Insurance Company | Seattle | WA | 12/2021 | 05/2024 |
| Washington State University | Pullman | WA | 08/2016 | 05/2021 |
| Washington State University- Residence Life | Pullman | WA | 07/2018 | 05/2020 |
| Keybank | Tacoma | WA | 06/2020 | 08/2020 |
| The Home Course | Dupont | WA | 06/2021 | 11/2021 |
| Ceramic Tile Store | Tacoma | WA | 05/2018 | 09/2019 |
| Unemployed | Dupont | WA | 11/2021 | 12/2021 |
| Equitable Advisors | Bellevue | WA | 05/2021 | 10/2021 |
| Lpl Financial Llc | Snohomish | WA | 05/2024 | Present |
| First Financial Northwest Bank | Snohomish | WA | 05/2024 | 04/2025 |
| Global Federal Credit Union | Snohomish | WA | 04/2025 | Present |
1-05/30/2024 - First Financial Wealth Services - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Financial Wealth Servicers - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 08/08/2025 - Global Retirement & Investment Services - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date:07/31/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-07 |
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