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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-10 |
| NY | RA | APPROVED | 2023-07-07 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc | New York | NY | 03/2022 | 07/2023 |
| First Republic Securities Company, Llc | New York | NY | 05/2022 | 07/2023 |
| Extended Travel | Athens | 02/2022 | 03/2022 | |
| Extended Travel | Cairo | 01/2022 | 02/2022 | |
| Extended Travel | Orlando | FL | 09/2021 | 01/2022 |
| Extended Travel | Athens | 06/2021 | 09/2021 | |
| Diive | Cape Town | 07/2020 | 09/2020 | |
| True Concepts Consulting, Inc. | Buffalo | NY | 06/2019 | 09/2019 |
| Boston College | Chestnut Hill | MA | 05/2017 | 06/2021 |
| Canisius High School | Buffalo | NY | 06/2013 | 05/2017 |
| Subway | Buffalo | NY | 08/2016 | 12/2016 |
| Ubs Financial Services Inc | New York | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-28 |
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