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Ling Mao

Osaic Institutions, Inc.

New York, NY

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-19
  • NY RA
    APPROVED
    Since 2022-09-19

Branch Locations

85 Broad Street 10Th Floo, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 04/2014 09/2022
Hsbc Bank Usa, N.A. New York NY 04/2014 09/2022
Infinex Investments, Inc Meriden CT 09/2022 Present
Popular Bank Newyork NY 09/2022 Present
  • 04/2014 → 09/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 04/2014 → 09/2022
    Hsbc Bank Usa, N.A.
    New York, NY
  • 09/2022 → Present
    Infinex Investments, Inc
    Meriden, CT
  • 09/2022 → Present
    Popular Bank
    Newyork, NY
Previous Registrations
Other Businesses

1.) Popular bank. Yes, investment related. Sales coach. Started Sept 2022. Approx 160 hours per month all during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-16
S63 Uniform Securities Agent State Law Examination 2006-07-18
  • S66 Uniform Combined State Law Examination
    2021-08-16
  • S63 Uniform Securities Agent State Law Examination
    2006-07-18

View on SEC IAPD

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LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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