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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-08-22 |
| TX | RA | APPROVED | 2024-08-19 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R. J. Lewis | Mapleton | UT | 08/2020 | 04/2022 |
| The Church Of Jesus Christ Of Latter-Day Saints | Salt Lake City | UT | 07/2019 | 08/2020 |
| Riviera 1587 Llc | Idaho Falls | ID | 02/2019 | 07/2019 |
| General Contractors Of Utah, Llc | North Ogden | UT | 11/2017 | 10/2018 |
| Self Employed | Orem | UT | 10/2018 | 04/2022 |
| G. R. Pereira Manutencao De Maquinas Me - Self Employed | Sao Paulo | 09/2011 | 11/2017 | |
| Fidelity Investments | Salt Lake City | UT | 04/2022 | 01/2023 |
| Alpine Capital Solutions, Llc (Riviera 1587 Llc) | Idaho Falls | ID | 10/2018 | 07/2019 |
| Morgan Stanley | Sandy | UT | 07/2024 | Present |
| Matrix | Glen Rock | NJ | 05/2023 | 06/2024 |
| Self Employed | Orem | UT | 02/2023 | 04/2023 |
1. '*OBI - 604783 - Self Employed ; Investment related - No ; Orem, Utah ; Manufacturing ; Violin Maker (proprietor, partner, officer, director, employee, trustee, agent) ; 01/2025 ; During business hours : 0 ; After business hours : 20 ; Labor/Service 2. '*OBI - 604465 - Self Employed ; Investment related - No ; Orem, Utah ; Construction/Engineering ; Contractor (proprietor, partner, officer, director, employee, trustee, agent) ; 11/2017 ; During business hours : 0 ; After business hours : 32 ; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-07 |
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