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40 Wall Street, New York, NY 10005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Meiwu Technology Company Limited | Shenzhen | 07/2021 | 01/2023 | |
| Superior Trading Ltd. | Vancouver | 05/2018 | 01/2023 | |
| Bellgraph High Jewelry | Vancouver | 06/2017 | 05/2018 | |
| University Of Toronto | Vancouver | 09/2013 | 06/2017 | |
| Cathay Securities Inc | New York | NY | 01/2023 | Present |
| Next Gen Advisors, Llc | New York | NY | 06/2023 | Present |
Cathay Securities Inc., Yes, 40 Wall Street, Suite-3600, New York, NY 10005, Broker-Dealer, Next GEN Advisors, LLC 40 Wall Street, Suite 3600, New York, NY 10005, Managing Member, Registered Investment Adviser, Investment Related, 10 hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-29 |
| S65 | Uniform Investment Adviser Law Examination | 2022-04-07 |
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