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Johnathon Alexander Diaz

Charles Schwab & Co., Inc.

Houston, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-25
  • TX RA
    APPROVED
    Since 2026-04-25

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Crosby TX 08/2011 08/2017
University Of Incarnate Word San Antonio TX 08/2017 12/2021
Real Madrid Foundation Plano TX 06/2021 08/2021
Unemployed Crosby TX 12/2021 05/2022
Td Ameritrade Southlake TX 05/2022 11/2023
Charles Schwab & Co., Inc. Houston TX 11/2023 Present
Charles Schwab Bank, Ssb Houston TX 07/2025 Present
  • 08/2011 → 08/2017
    Full-Time Education
    Crosby, TX
  • 08/2017 → 12/2021
    University Of Incarnate Word
    San Antonio, TX
  • 06/2021 → 08/2021
    Real Madrid Foundation
    Plano, TX
  • 12/2021 → 05/2022
    Unemployed
    Crosby, TX
  • 05/2022 → 11/2023
    Td Ameritrade
    Southlake, TX
  • 11/2023 → Present
    Charles Schwab & Co., Inc.
    Houston, TX
  • 07/2025 → Present
    Charles Schwab Bank, Ssb
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-25
S63 Uniform Securities Agent State Law Examination 2022-11-08
  • S66 Uniform Combined State Law Examination
    2026-04-25
  • S63 Uniform Securities Agent State Law Examination
    2022-11-08

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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