Kathleen A Lee

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → Present
  First Republic Investment Management, Inc.
  Boston, MA
• 04/2022 → 10/2023
  First Republic Securities Company, Llc
  Boston, MA
• 07/2018 → 03/2021
  Brown Brothers Harriman
  Boston, MA
• 08/2014 → 05/2018
  Trinity College
  Hartford, CT
• 05/2017 → 08/2017
  Brown Brothers Harriman
  Boston, MA
• 08/2015 → 05/2018
  Trinity College - College Events Department
  Hartford, CT
• 08/2015 → 05/2018
  Trinity College Community Child Center
  Hartford, CT
• 05/2012 → 08/2017
  Greenwood Pool Club
  Sudbury, MA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Boston, MA
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  Boston, MA

Previous Registrations

• 2022-12-21 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2022-11-21

Other Names

• Katie Lee
• Kathleen Lee