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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New York | NY | 06/2024 | 01/2025 |
| Ubs | Melville | NY | 05/2023 | 08/2023 |
| Northwestern Mutual | Farmingdale | NY | 05/2022 | 08/2023 |
| University Of Michigan | Ann Harbor | MI | 09/2023 | 05/2024 |
| University Of Michigan | Ann Harbor | MI | 06/2020 | 05/2022 |
| Jildor Shoes | Woodbury | NY | 05/2021 | 08/2021 |
| H.B. Thompson Middle School | Syosset | NY | 06/2014 | 06/2020 |
| Janney Montgomery Scott Llc | New York | PA | 01/2025 | 04/2025 |
| Wells Fargo Advisors Financial Network, Llc | New York | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-02 |
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