James T Katikos

Employer firm

Foguth Wealth Management, LLC. CRD 327434

$1.07B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 07/2021
  E*Trade Securities Llc
  Gilbert, AZ
• 12/2014 → 07/2021
  E*Trade Capital Management Llc
  Gilbert, AZ
• 07/2021 → 07/2023
  E*Trade Securities Llc
  Roseville, CA
• 07/2021 → 07/2023
  E*Trade Capital Management Llc
  Roseville, CA
• 01/2023 → 07/2023
  Morgan Stanley
  Roseville, CA
• 07/2023 → 09/2024
  Unemployed
  Scottsdale, AZ
• 09/2024 → Present
  Foguth Wealth Management, Llc.
  Brighton, MI

Previous Registrations

• 2014-12-22 → 2023-08-14
  Harrisdirect Llc
  Scottsdale, AZ
  Arlington, VA
  Roseville, CA
  Gilbert, AZ
• 2023-01-04 → 2023-08-14
  Morgan Stanley
  Purchase, NY
  Roseville, CA
• 2011-11-03 → 2014-12-19
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 2011-06-16 → 2011-08-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  New York, NY
  Chandler, AZ
• 2008-12-11 → 2011-05-05
  Usaa Financial Planning Services
  Phoenix, AZ
• 2008-02-26 → 2008-12-31
  Usaa Investment Services Company
  Phoenix, AZ

Other Businesses

*443063 1.Kalyvest, LLC 2.Investment Related: No 3.Scottsdale, AZ 4.Real Estate 5.Owner 6.08/01/2021 7. Hours devoted to business:1 8. Hours devoted during Securities business:0 9. None.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-13
• S63 Uniform Securities Agent State Law Examination
  2007-04-11

Other Names

• Jt Katikos
• James Theodore Katikos