Joshua Blake Smith

Current Employers

Employment History

• 10/2011 → 10/2023
  United Capital Financial Advisers
  Irving, TX
• 10/2011 → 11/2017
  Girard Securities
  San Diego, TX
• 11/2017 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2023 → Present
  Kestra Private Wealth Services, Llc
  Plano, TX
• 10/2023 → Present
  Kestra Investment Services
  Plano, TX

Previous Registrations

• 2011-10-21 → 2023-11-03
  United Capital Financial Advisors
  Irving, TX
  Irving, TX
  Plano, TX
• 2008-07-01 → 2011-11-07
  Lpl Financial Llc
  Irving, TX

Other Businesses

Business Name: SYMPHONY WEALTH GROUP POSITION: Managing Partner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/06/2023 ADDRESS: 5801 Headquarters Dr, Suite 100, Plano TX 75024 DESCRIPTION: Managing client relationships utilizing in-house managed models on platform. Daily managing of clients and financial plans. Business Name: HW ASSETS LLC POSITION: Owner of LLC NATURE: Pass Through LLC for D9 Advisors DBA Symphony Wealth Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2023 ADDRESS: 5750 Southwind Ln, Mckinney TX 75070 DESCRIPTION: This is a pass through LLC for Symphony Wealth Group

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-30
• S63 Uniform Securities Agent State Law Examination
  2006-07-01

Other Names

• Josh B Smith
• Josh Blake Smith