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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-10 |
| TX | RA | APPROVED | 2026-08-10 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bordentown | NJ | 01/2021 | 10/2022 |
| Florida International University | West Palm Beach | FL | 01/2020 | 12/2020 |
| Auto Club Group | Delray Beach | FL | 04/2019 | 08/2020 |
| Bloomingdale's | Palm Beach Gardens | FL | 06/2018 | 03/2019 |
| America & Beyond | Miami | FL | 07/2017 | 06/2018 |
| American Thrift Store | Fort Lauderdale | FL | 04/2017 | 07/2017 |
| Unemployed | Caracas | 01/2016 | 04/2017 | |
| Lowe's | West Palm Beach | FL | 11/2020 | 12/2020 |
| Bank Of America, N.A. | Bordentown | NJ | 10/2022 | 08/2026 |
| Wells Fargo Clearing Services, Llc | New York | NY | 08/2026 | Present |
I*: 2297266 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Philadelphia, PA 19130 Investment Related: No Position, Title, Association: Sole Owner Employee Start Date: 4/28/2025 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: Owner of rental property RENTAL PROPERTY ; INV RELATED;PHILADELPHIA,PA; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 04/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-21 |
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