Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-10
TX RA APPROVED 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10
  • TX RA
    APPROVED
    Since 2026-08-10

Branch Locations

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bordentown NJ 01/2021 10/2022
Florida International University West Palm Beach FL 01/2020 12/2020
Auto Club Group Delray Beach FL 04/2019 08/2020
Bloomingdale's Palm Beach Gardens FL 06/2018 03/2019
America & Beyond Miami FL 07/2017 06/2018
American Thrift Store Fort Lauderdale FL 04/2017 07/2017
Unemployed Caracas 01/2016 04/2017
Lowe's West Palm Beach FL 11/2020 12/2020
Bank Of America, N.A. Bordentown NJ 10/2022 08/2026
Wells Fargo Clearing Services, Llc New York NY 08/2026 Present
  • 01/2021 → 10/2022
    Bordentown, NJ
  • 01/2020 → 12/2020
    Florida International University
    West Palm Beach, FL
  • 04/2019 → 08/2020
    Auto Club Group
    Delray Beach, FL
  • 06/2018 → 03/2019
    Bloomingdale's
    Palm Beach Gardens, FL
  • 07/2017 → 06/2018
    America & Beyond
    Miami, FL
  • 04/2017 → 07/2017
    American Thrift Store
    Fort Lauderdale, FL
  • 01/2016 → 04/2017
    Unemployed
    Caracas
  • 11/2020 → 12/2020
    Lowe's
    West Palm Beach, FL
  • 10/2022 → 08/2026
    Bank Of America, N.A.
    Bordentown, NJ
  • 08/2026 → Present
    New York, NY
Previous Registrations
Other Businesses

I*: 2297266 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Philadelphia, PA 19130 Investment Related: No Position, Title, Association: Sole Owner Employee Start Date: 4/28/2025 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: Owner of rental property RENTAL PROPERTY ; INV RELATED;PHILADELPHIA,PA; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 04/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor