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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baylor University | Waco | TX | 10/2021 | 12/2021 |
| Ram Aircraft | Waco | TX | 09/1996 | 09/2021 |
| N/A | Waco | TX | 01/2022 | 04/2022 |
| Stifel, Nicolaus & Company, Incorporated | Waco | TX | 05/2022 | 08/2022 |
| Stifel, Nicolaus & Company, Incorporated | Waco | TX | 08/2022 | Present |
1. KayDen Associates, LLC, 4300 W Waco Dr Suite B2-171, Waco, TX 76708; Commercial Real Estate; Member; direct investments and advise professional property management company; 11/2/09; 5 hr/mo; During Securities Trading Hours; Investment Related. 2. KayDan Holdings, LLC, 3405 Edward Dr, Waco, TX 76708; Estate Planning; Member; estate planning; 9/1/17; 1 hr/mo; During Securities Trading Hours; Investment Related. 3. Baylor Angel Network, 1621 S. 3rd Street, Waco, TX 76706; The Baylor Angel Network is an investor network providing early stage capital to strong entrepreneurial teams; Mentor Students; Assist in educating students as they learn about investing and analyzing startup companies; 4/3/23; 3 hr/qtr; During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-08 |
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