Best Investors
Account
Sign in
Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-18 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
400 Park Avenue, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cnr Securities, Llc | New York | NY | 12/2021 | 04/2023 |
| Fidelity Investments | Merrimack | NH | 06/2021 | 12/2021 |
| Bucknell University | Lewisburg | PA | 08/2017 | 05/2021 |
| Pomfret School | Pomfret | CT | 09/2013 | 05/2017 |
| Cnr Securities, Llc | New York | NY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-18 |
Reach out to this advisor