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John Christian Clark

Rbc Rochdale, LLC

New York, NY

New York, NY

CRD 7542761

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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-18
  • NY RA
    APPROVED
    Since 2025-10-18

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

400 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc New York NY 12/2021 04/2023
Fidelity Investments Merrimack NH 06/2021 12/2021
Bucknell University Lewisburg PA 08/2017 05/2021
Pomfret School Pomfret CT 09/2013 05/2017
Cnr Securities, Llc New York NY 04/2023 Present
  • 12/2021 → 04/2023
    Cnr Securities, Llc
    New York, NY
  • 06/2021 → 12/2021
    Fidelity Investments
    Merrimack, NH
  • 08/2017 → 05/2021
    Bucknell University
    Lewisburg, PA
  • 09/2013 → 05/2017
    Pomfret School
    Pomfret, CT
  • 04/2023 → Present
    Cnr Securities, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-18
  • S66 Uniform Combined State Law Examination
    2025-10-18
Other Names
  • John Christian Clark
  • John Clark

View on SEC IAPD

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