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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Academy Sports And Outdoors | Lubbock | TX | 08/2016 | 04/2017 |
| Gene Messer Chevrolet | Lubbock | TX | 04/2017 | 04/2019 |
| Cavender Cadillac | Lubbock | TX | 04/2019 | 06/2022 |
| Nylife Securities Llc | Lubbock | TX | 10/2022 | 12/2022 |
| Edward D Jones & Co Lp | Benbrook | TX | 07/2023 | 09/2025 |
| Autobahn Imports Lp | Fort Worth | TX | 02/2023 | 07/2023 |
| The Vanguard Group, Inc. | Plano | TX | 11/2025 | Present |
| Vanguard Marketing Corporation | Plano | TX | 11/2025 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 11/2025 | Present |
| Texas Tech University | Fort Worth | TX | 08/2016 | 05/2025 |
| New York Life Insurance Company | Lubbock | TX | 06/2022 | 10/2022 |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: PLANO, TX NATURE OF BUSINESS: INSURANCE AGENT POSITION: N/A START DATE: 07/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: PLANO, TX NATURE OF BUSINESS: INSURANCE AGENT POSITION: N/A START DATE: 05/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-19 |
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