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Nadia A Polack

Oppenheimer & Co. Inc.

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-14
  • NY RA
    APPROVED
    Since 2022-09-14

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, Merrill Lynch, Pierce, Fenner & Smith Inc. New York NY 04/2015 01/2017
Valic Financial Advisors, Inc Latham NY 09/2017 09/2022
Aflac New York NY 01/2017 09/2017
Oppenheimer & Co. Inc. New York NY 09/2022 Present
Previous Registrations
Other Businesses

FINRA DISPUTE RESOLUTION-INVESTMENT RELATED-1 LIBERTY PLAZA,27TH FL, NY,NY 10006-ARBITRATE HEARINGS BETWEEN INVESTORS AND SECURITIES FIRMS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-26
  • S66 Uniform Combined State Law Examination
    2010-06-26
Other Names
  • Nadia A Cooper
  • Nadia A Cooper
  • Nadia A Polack
  • Nadia Polack

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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