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Sig Oliver Sandberg

Rockefeller Financial LLC

New York, NY

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-18
  • NY RA
    APPROVED
    Since 2025-06-18

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2022 05/2025
Third Bridge New York NY 03/2020 04/2022
St Lawrence University Canton NY 08/2015 05/2019
Unemployed Fairfield CT 05/2019 03/2020
Rockefeller Financial Llc Ny NY 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01

View on SEC IAPD

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