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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-28
  • CA RA
    APPROVED
    Since 2022-06-28

Branch Locations

17011 Beach Blvd. Suite 101, Huntington Beach, CA 92647 • United States

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Huntington Beach CA 04/2022 Present
Trilogy Financial Huntington Beach CA 06/2022 08/2022
Unemployed Minor Newport Beach CA 06/2012 08/2018
Hillsdale College Hillsdale MI 08/2018 05/2022
Law Offices Of Mark E. Lewis Huntington Beach CA 05/2021 08/2021
Trilogy Capital Huntington Beach CA 06/2022 Present
  • 04/2022 → Present
    Lpl Financial
    Huntington Beach, CA
  • 06/2022 → 08/2022
    Trilogy Financial
    Huntington Beach, CA
  • 06/2012 → 08/2018
    Unemployed Minor
    Newport Beach, CA
  • 08/2018 → 05/2022
    Hillsdale College
    Hillsdale, MI
  • 05/2021 → 08/2021
    Law Offices Of Mark E. Lewis
    Huntington Beach, CA
  • 06/2022 → Present
    Trilogy Capital
    Huntington Beach, CA
Other Businesses

1-04/18/2022 / Trilogy Financial / DBA for LPL Business (entity for LPL business) / Investment Related / HUNTINGTON BEACH, CA 2-11/22/2022 - Trilogy Capital, Inc. - DBA: Trilogy Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 8/2022 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/7/2023 - Pacifica Christian High School Orange County - Not Investment Related - 1499 Monrovia Avenue Newport Beach, CA 92663 - Outside/W-2 Employment - assistant golf coach - Start Date - 02/01/2023 - 25 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-10
S65 Uniform Investment Adviser Law Examination 2022-06-28
  • S63 Uniform Securities Agent State Law Examination
    2022-11-10
  • S65 Uniform Investment Adviser Law Examination
    2022-06-28

View on SEC IAPD

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