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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-28 |
Branch Locations
17011 Beach Blvd. Suite 101, Huntington Beach, CA 92647 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Huntington Beach | CA | 04/2022 | Present |
| Trilogy Financial | Huntington Beach | CA | 06/2022 | 08/2022 |
| Unemployed Minor | Newport Beach | CA | 06/2012 | 08/2018 |
| Hillsdale College | Hillsdale | MI | 08/2018 | 05/2022 |
| Law Offices Of Mark E. Lewis | Huntington Beach | CA | 05/2021 | 08/2021 |
| Trilogy Capital | Huntington Beach | CA | 06/2022 | Present |
1-04/18/2022 / Trilogy Financial / DBA for LPL Business (entity for LPL business) / Investment Related / HUNTINGTON BEACH, CA 2-11/22/2022 - Trilogy Capital, Inc. - DBA: Trilogy Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 8/2022 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/7/2023 - Pacifica Christian High School Orange County - Not Investment Related - 1499 Monrovia Avenue Newport Beach, CA 92663 - Outside/W-2 Employment - assistant golf coach - Start Date - 02/01/2023 - 25 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-10 |
| S65 | Uniform Investment Adviser Law Examination | 2022-06-28 |
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