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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-20 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 01/2026 | Present |
| Payhawk | New York | NY | 06/2025 | 01/2026 |
| Aritzia | New York | NY | 01/2025 | 05/2025 |
| Masterworks Advisers | New York | NY | 05/2025 | 05/2025 |
| Office Of The Comptroller Of The Currency | New York | NY | 07/2024 | 12/2024 |
| Mississippi State University | Starkville | MS | 08/2020 | 05/2024 |
| Ubs Financial Services Inc | Nashville | TN | 05/2022 | 08/2022 |
| Mississippi State University | Starkville | MS | 06/2023 | 05/2024 |
| Taste Italian Kitchen | Starkville | MS | 01/2023 | 05/2024 |
| Humble Taco | Starkville | MS | 01/2022 | 11/2022 |
| Mississippi State University | Starkville | MS | 08/2020 | 10/2022 |
| Merchants Bistro (401 Food Llc) | Nashville | TN | 05/2022 | 07/2022 |
| Sweet Paris | Friendswood | TX | 01/2020 | 03/2020 |
| Pearwood Skate | Pearwood | TX | 05/2019 | 09/2019 |
| Evo Mediterranean Kitchen | Friendswood | TX | 04/2018 | 04/2018 |
| Friendswood High School | Friendswod | TX | 08/2016 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-20 |
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