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Brent James Franklin

Arete Wealth Advisors, LLC

Nashville, TN

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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-05
  • TN RA
    APPROVED
    Since 2026-01-05

Branch Locations

555 Marriott Drive Suite 275, Nashville, TN 37214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West Mountain View CA 06/2012 09/2016
Lyft Inc Mountain View CA 09/2016 02/2020
Unemployed Oakland CA 02/2020 08/2020
Springboard Oakland CA 08/2020 04/2022
Center Street Securities Nashville TN 04/2022 11/2023
Arete Wealth Management, Llc Chicago IL 10/2023 Present
Arete Wealth Advisors Chicago IL 01/2024 Present
  • 06/2012 → 09/2016
    Bank Of The West
    Mountain View, CA
  • 09/2016 → 02/2020
    Lyft Inc
    Mountain View, CA
  • 02/2020 → 08/2020
    Unemployed
    Oakland, CA
  • 08/2020 → 04/2022
    Springboard
    Oakland, CA
  • 04/2022 → 11/2023
    Center Street Securities
    Nashville, TN
  • 10/2023 → Present
    Arete Wealth Management, Llc
    Chicago, IL
  • 01/2024 → Present
    Arete Wealth Advisors
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-20
  • S66 Uniform Combined State Law Examination
    2024-01-20

View on SEC IAPD

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Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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