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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1010 Turquoise St Ste 255, San Diego, CA 92109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schoettle Financial San Diego CA 05/2022 Present
Mozaic Llc Beverly Hills CA 11/2019 10/2021
Payden & Rygel Los Angeles CA 06/2018 08/2018
Parkside Advisors Berkeley CA 06/2017 08/2017
Uc Berkeley Berkeley CA 08/2015 12/2018
Unemployed San Diego CA 10/2021 04/2022
Unemployed San Diego CA 12/2018 11/2019
Cetera Wealth Services, Llc El Segundo CA 05/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2022 → Present
    Schoettle Financial
    San Diego, CA
  • 11/2019 → 10/2021
    Mozaic Llc
    Beverly Hills, CA
  • 06/2018 → 08/2018
    Payden & Rygel
    Los Angeles, CA
  • 06/2017 → 08/2017
    Parkside Advisors
    Berkeley, CA
  • 08/2015 → 12/2018
    Uc Berkeley
    Berkeley, CA
  • 10/2021 → 04/2022
    Unemployed
    San Diego, CA
  • 12/2018 → 11/2019
    Unemployed
    San Diego, CA
  • 05/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SCHOETTLE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2022 POSITION/TITLE/RELATIONSHIP: ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: MONITOR CLIENT ACCOUNTS, PREPARE MATERIALS FOR CLIENT MEETINGS, ADMIN SUPPORT; 2. NAME OF OTHER BUSINESS: CASA DE LOS POBRES USA; INVESTMENT RELATED: NO; ADDRESS: PO BOX 9596, SAN DIEGO, CA 92109; NATURE OF BUSINESS: BOARD; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DEPOSIT DONATION CHECKS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2022-05-27
Designations

View on SEC IAPD

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