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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-07 |
| CT | RA | APPROVED | 2018-05-07 |
Branch Locations
83 Wooster Heights Rd Ste 125, Danbury, CT 06810 • United States
55 Naugatuck Ave., Milford, CT 06460 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Danbury | CT | 10/2008 | 04/2018 |
| Raymond James Financial Services Advisors, Inc | Danbury | CT | 01/2009 | 04/2018 |
| Union Savings Bank | Danbury | CT | 10/2010 | 04/2018 |
| Insurance-Non Variable | Danbury | CT | 08/2012 | 04/2018 |
| Lpl Financial Llc | Danbury | CT | 05/2018 | Present |
1. 05/07/2018 - Notary - Investment Related - At Reported Business Location(s) - Start Date 10/08/2010 - 1 hour per month/ 0 hours during trading 2. 11/18/2024 - Northeast Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/27/2023 - 5 Hours Per Month/ 5 Hours During Trading 3. 03/23/2026 - SAB DAV LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Milford, CT - Start Date 08/27/2018 - 8 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-28 |
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