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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-10 |
Branch Locations
5950 Canoga Ave Suite 601, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Canyon Oak Financial | Woodland Hills | CA | 02/2022 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/2024 | Present |
| King's Seafood Company | Calabasas | CA | 11/2018 | 07/2021 |
| California State University Of Northridge | Northridge | CA | 09/2021 | 05/2023 |
| Moorpark College | Moorpark | CA | 08/2018 | 05/2021 |
| Calabasas High School | Calabasas | CA | 08/2014 | 06/2018 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
1) CANYON OAK FINANCIAL, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, TAX AND FINANCIAL SERVICES, DBA FOR INVESTMENT SERVICES, STAFF ACCOUNTANT, BOOKKEEPING AND ACCOUNTING RELATED ACTIVITIES, CLIENT SERVICE ADMIN ACTIVITIES, 30H/WEEK, 20H/WEEK DURING TRADING HOURS, SINCE 02/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-05 |
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