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Dominic Christian Hubert

Schmidt Financial Management

Kirkland, WA

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Current Employers
Schmidt Financial Management

3435 Carillon Point, Kirkland, WA 98033 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-03-14
  • WA RA
    APPROVED
    Since 2024-03-14

Branch Locations

620 Kirkland Way, Suite 205, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schmidt Financial Group, Inc. Kirkland WA 08/2021 Present
Deloitte & Touche Llp Seattle WA 08/2006 08/2021
Schmidt Financial Management, Inc. Kirkland WA 08/2023 Present
  • 08/2021 → Present
    Schmidt Financial Group, Inc.
    Kirkland, WA
  • 08/2006 → 08/2021
    Deloitte & Touche Llp
    Seattle, WA
  • 08/2023 → Present
    Schmidt Financial Management, Inc.
    Kirkland, WA
Previous Registrations
  • 2022-04-05 → 2024-04-02
    Schmidt Financial Group, Inc.
    Kirkland, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-04
  • S65 Uniform Investment Adviser Law Examination
    2022-04-04

View on SEC IAPD

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