Kenneth Wong

Current Employers

Employment History

• 05/2012 → 05/2022
  All Done Events Llc
  Park Ridge, IL
• 04/2013 → 07/2019
  Empire State Development
  New York, NY
• 05/2022 → 01/2023
  Thrivent Investment Management Inc
  Minneapolis, MN
• 05/2022 → 12/2022
  Thrivent Financial
  Appleton, WI
• 12/2022 → 01/2023
  Thrivent Financial
  Appleton, WI
• 01/2023 → 06/2024
  Securities America, Inc.
  Park Ridge, IL
• 01/2023 → 06/2024
  Securities America Advisors
  Park Ridge, IL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Park Ridge, IL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Park Ridge, IL

Previous Registrations

• 2023-01-09 → 2024-06-14
  Securities America Advisors, Inc.
  Park Ridge, IL
• 2022-07-06 → 2023-01-10
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Chicago, IL

Other Businesses

1. ALL DONE EVENTS LLC POSITION: Principal NATURE: Event planning and production services. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 01/09/2012 ADDRESS: 404 N. Lincoln Avenue, Park Ridge IL 60068 DESCRIPTION: Provide pre-event planning and on-site logistical support for live events. 2. KENNETH WONG, INSURANCE AGENT POSITION: Owner NATURE: Insurance Producer INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2021 ADDRESS: 404 N. Lincoln Avenue, Park Ridge IL 60068 DESCRIPTION: Act as insurance producer for clients seeking various life & health insurance products. 3. KENNETH WONG, PRODUCTION ASSISTANT POSITION: Owner NATURE: Production Assistant INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/03/2022 ADDRESS: 404 N. Lincoln Avenue, Park Ridge IL 60068 DESCRIPTION: Provide production and logistics assistance for various live events. 4. KENNETH WONG POSITION: Owner NATURE: Residential Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 94-30 60th Avenue, Apt. 3G, Elmhurst NY 11373 DESCRIPTION: Renting former residence 5. VASSAR CLUB OF CHICAGO POSITION: Board Member NATURE: Vassar College Alumnae/I Association for greater Chicagoland area INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2022 ADDRESS: 161 College Avenue, Box 14, Poughkeepsie NY 12603 DESCRIPTION: Be primary point of contact between Vassar College's Career Services Office and the Vassar Club of Chicago. Organize social, educational and career networking events for the benefit of local alumnae/i.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-07-05
• S65 Uniform Investment Adviser Law Examination
  2022-02-11