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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-10 |
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
36 Main Street Suite 101, Park Ridge, IL 60068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Park Ridge | IL | 05/2006 | Present |
| Raymond James Financial Services Advisors, Inc | Park Ridge | IL | 01/2009 | Present |
| Independent Advisor Network, Llc | Park Ridge | IL | 12/2013 | Present |
| Krause Investment Group | Park Ridge | IL | 07/2013 | Present |
(1) Name of Business: Address: 6801 North Wilhelm Road, LaPorte, IN, 46350, United States Activity Type: Non profit Position/Title: Board Member, Executive Member, Committee Member Investment Related: Yes Start Date: 02/17/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member - Board of Trustees\nFinance Committee Member\nChair-Committee on Trustees (2) Name of Business: Independent Advisor Network, LLC Address: 36 Main St Ste 101, Park Ridge, IL, 60068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/04/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting office space. (3) Name of Business: Krause Investment Group Address: 36 Main St Ste 101, Park Ridge, IL, 60068, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Simple DBA for Advisor Business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-30 |
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