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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

805 W Touhy, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Advisory Services Park Ridge IL 07/2020 09/2025
Avantax Investment Services, Inc Park Ridge IL 07/2020 09/2025
Rozovics Group Llp Park Ridge IL 06/2013 02/2023
Rozovics Group Llp Park Ridge IL 01/2022 Present
Cj Hollenbeck & Associates Professional Company Park Ridge IL 01/2024 Present
Rozovics Wealth Management Llc Park Ridge IL 02/2024 Present
Rozovics Wealth Management Llc Park Ridge IL 02/2024 Present
Rozovics Wealth Management Llc Park Ridge IL 02/2024 Present
Cetera Wealth Services, Llc Park Ridge IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 07/2020 → 09/2025
    Avantax Advisory Services
    Park Ridge, IL
  • 07/2020 → 09/2025
    Avantax Investment Services, Inc
    Park Ridge, IL
  • 06/2013 → 02/2023
    Rozovics Group Llp
    Park Ridge, IL
  • 01/2022 → Present
    Rozovics Group Llp
    Park Ridge, IL
  • 01/2024 → Present
    Cj Hollenbeck & Associates Professional Company
    Park Ridge, IL
  • 02/2024 → Present
    Rozovics Wealth Management Llc
    Park Ridge, IL
  • 02/2024 → Present
    Rozovics Wealth Management Llc
    Park Ridge, IL
  • 02/2024 → Present
    Rozovics Wealth Management Llc
    Park Ridge, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Park Ridge, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-07-12 → 2025-09-05
    Avantax Advisory Services
    Park Ridge, IL
    Park Ridge, IL
Other Businesses

1) ROZOVICS GROUP LLP POSITION: Partner NATURE: Prepare and review tax returns, as well as provide tax advise. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1580 N Northwest Hwy, #120, Park Ridge IL 60068, United States DESCRIPTION: I prepare individual and business tax returns, as well as review individual and business returns my staff prepare. I consult with small businesses on tax strategies. 2) CJ HOLLENBECK & ASSOCIATES PROFESSIONAL COMPANY POSITION: Owner NATURE: I own this company, which provides services to Rozovics Group LLP, this company manages clients for Rozovics Group LLP. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2024 ADDRESS: 805 W Touhy, Park Ridge IL 60068, United States DESCRIPTION: I manage the client experience in Rozovics Group LLP. Including fulfillment of their income tax needs. 3) ROZOVICS WEALTH MANAGEMENT LLC POSITION: Advisor NATURE: Wealth management INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 02/29/2024 ADDRESS: 805 W Touhy, Park Ridge IL 60068, United States DESCRIPTION: Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-12
  • S66 Uniform Combined State Law Examination
    2021-07-12
Other Names
  • Carl Hollenbeck
  • Carl J Hollenbeck

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