Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-27
TX RA APPROVED_RES 2025-01-02
  • IL RA
    APPROVED
    Since 2025-01-27
  • TX RA
    APPROVED_RES
    Since 2025-01-02

Branch Locations

132 S. Prospect Ave Suite 100, Park Ridge, IL 60068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Park Financial Group Chicago IL 01/2004 Present
Commonwealth Financial Network Waltham MA 01/2006 12/2024
Realty Associates Network Des Plaines IL 03/2009 04/2024
Mortgage Services Iii, Llc Chicago IL 01/2011 08/2019
Lpl Financial Llc Park Ridge IL 01/2025 Present
  • 01/2004 → Present
    Lincoln Park Financial Group
    Chicago, IL
  • 01/2006 → 12/2024
    Waltham, MA
  • 03/2009 → 04/2024
    Realty Associates Network
    Des Plaines, IL
  • 01/2011 → 08/2019
    Mortgage Services Iii, Llc
    Chicago, IL
  • 01/2025 → Present
    Park Ridge, IL
Previous Registrations
Other Businesses

1- 12/2024 / Lincoln Park Financial LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 380 hrs mth / 6 hrs during trading / At reported business location(s) 2- 12/2024 / Mortgage Banker, Partners in Mortgage / Mortgage/Real Estate Services / Investment Related / 5 hrs mth / Charles IL / Start date: 11/01/2021 3- 12/2024 / Real Estate Rental - subleasing / Real Estate Rental / Investment Related / 1 hr mth / Park Ridge, IL / Start date: Start date: 06/01/2016 4- 12/2024 / Madison State LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Park Ridge IL / Start date: 01/01/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-22
  • S66 Uniform Combined State Law Examination
    2006-08-22
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Park Ridge, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor