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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
Branch Locations
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rozovics Group, Llp | Park Ridge | IL | 08/2003 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 05/2017 | 02/2020 |
| Cetera Financial Specialists, Llc | Schaumburg | IL | 12/2016 | 02/2020 |
| Zinga, Pc.. | Park Ridge | IL | 08/2014 | Present |
| Avantax Investment Services, Inc. | Park Ridge | IL | 02/2020 | 09/2025 |
| Avantax Advisory Services | Park Ridge | IL | 02/2020 | 09/2025 |
| Btb Foundation | Mount Prospect | IL | 01/2000 | Present |
| Rozovics Wealth Management, Llc | Park Ridge | IL | 02/2024 | Present |
| Rozovics Wealth Management, Llc | Park Ridge | IL | 02/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)Rozovics Group, LLP~'NIR'~1580 N Northwest Hwy, Ste 120~Park Ridge~IL~60068~Accounting Services/Tax Preparation~Other~8/20/2003~160hrs~130hrs~Equity & HR partner; provides tax, accounting and consulting services for both individuals and business entities; performs all HR functions for the company including payroll and benefits.|Zinga, PC~'NIR'~1580 N Northwest Hwy, Ste 120~Park Ridge~IL~60068~Other~Other~8/29/2014~5hrs~5hrs~Corporation formed as a partner of Rozovics Group, LLP. This is not used for marketing. It is used solely to pay me as a partner of Rozovics Group, LLP. My sole duty is filing tax returns for this entity.|BTB Foundation~'NIR'~820 Dresser Drive~MOUNT PROSPECT~IL~60056~Other~Other~1/1/2000~10hrs~10hrs~Non-for-profit organization raising funds to support those fighting cancer. Although treasurer, I have no involvement with the financial activities of the foundation. It is the president of the foundation who manages all finances of the entity.| 2)ROZOVICS WEALTH MANAGEMENT, LLC POSITION: Partner NATURE: Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 02/29/2024 ADDRESS: 805 W Touhy, Park Ridge IL 60068, United States DESCRIPTION: Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 2003-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-04 |
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