Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

805 W Touhy, Park Ridge, IL 60068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rozovics Group, Llp Park Ridge IL 08/2003 Present
Cetera Investment Advisers, Llc Schaumburg IL 05/2017 02/2020
Cetera Financial Specialists, Llc Schaumburg IL 12/2016 02/2020
Zinga, Pc.. Park Ridge IL 08/2014 Present
Avantax Investment Services, Inc. Park Ridge IL 02/2020 09/2025
Avantax Advisory Services Park Ridge IL 02/2020 09/2025
Btb Foundation Mount Prospect IL 01/2000 Present
Rozovics Wealth Management, Llc Park Ridge IL 02/2024 Present
Rozovics Wealth Management, Llc Park Ridge IL 02/2024 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2003 → Present
    Rozovics Group, Llp
    Park Ridge, IL
  • 05/2017 → 02/2020
    Schaumburg, IL
  • 12/2016 → 02/2020
    Cetera Financial Specialists, Llc
    Schaumburg, IL
  • 08/2014 → Present
    Zinga, Pc..
    Park Ridge, IL
  • 02/2020 → 09/2025
    Avantax Investment Services, Inc.
    Park Ridge, IL
  • 02/2020 → 09/2025
    Avantax Advisory Services
    Park Ridge, IL
  • 01/2000 → Present
    Btb Foundation
    Mount Prospect, IL
  • 02/2024 → Present
    Rozovics Wealth Management, Llc
    Park Ridge, IL
  • 02/2024 → Present
    Rozovics Wealth Management, Llc
    Park Ridge, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1)Rozovics Group, LLP~'NIR'~1580 N Northwest Hwy, Ste 120~Park Ridge~IL~60068~Accounting Services/Tax Preparation~Other~8/20/2003~160hrs~130hrs~Equity & HR partner; provides tax, accounting and consulting services for both individuals and business entities; performs all HR functions for the company including payroll and benefits.|Zinga, PC~'NIR'~1580 N Northwest Hwy, Ste 120~Park Ridge~IL~60068~Other~Other~8/29/2014~5hrs~5hrs~Corporation formed as a partner of Rozovics Group, LLP. This is not used for marketing. It is used solely to pay me as a partner of Rozovics Group, LLP. My sole duty is filing tax returns for this entity.|BTB Foundation~'NIR'~820 Dresser Drive~MOUNT PROSPECT~IL~60056~Other~Other~1/1/2000~10hrs~10hrs~Non-for-profit organization raising funds to support those fighting cancer. Although treasurer, I have no involvement with the financial activities of the foundation. It is the president of the foundation who manages all finances of the entity.| 2)ROZOVICS WEALTH MANAGEMENT, LLC POSITION: Partner NATURE: Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 02/29/2024 ADDRESS: 805 W Touhy, Park Ridge IL 60068, United States DESCRIPTION: Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-11
S65 Uniform Investment Adviser Law Examination 2003-01-21
S63 Uniform Securities Agent State Law Examination 2002-12-04
  • S66 Uniform Combined State Law Examination
    2017-05-11
  • S65 Uniform Investment Adviser Law Examination
    2003-01-21
  • S63 Uniform Securities Agent State Law Examination
    2002-12-04
Other Names
  • Susan M Makar

View on SEC IAPD

More in Schaumburg, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor