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Lance Sutton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-30
  • TX RA
    APPROVED
    Since 2023-06-30

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 05/2022 01/2023
New Bath Technologies Argyle TX 10/2021 05/2022
Subsplash Seattle WA 03/2021 07/2021
Argyle Isd Argyle TX 08/2015 03/2021
Northwest Isd Justin TX 08/2021 09/2021
Homemaker Argyle TX 07/2021 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mckinney TX 02/2023 Present
  • 05/2022 → 01/2023
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 10/2021 → 05/2022
    New Bath Technologies
    Argyle, TX
  • 03/2021 → 07/2021
    Subsplash
    Seattle, WA
  • 08/2015 → 03/2021
    Argyle Isd
    Argyle, TX
  • 08/2021 → 09/2021
    Northwest Isd
    Justin, TX
  • 07/2021 → 08/2021
    Homemaker
    Argyle, TX
  • 02/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mckinney, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-29
S63 Uniform Securities Agent State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2022-09-19
Other Names
  • Lance M. Sutton
  • Lance Sutton
  • Lance Michael Sutton

View on SEC IAPD

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Other Investors

Raymond Michiel McClure
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STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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