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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-23 |
| AR | RA | APPROVED | 2020-01-31 |
| LA | RA | APPROVED | 2020-01-31 |
Branch Locations
333 Texas Street Regions Tower, Shreveport, LA 71101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Shreveport | LA | 09/2004 | 01/2020 |
| Morgan Stanely | Shreveport | LA | 01/2020 | Present |
I*73261 For profit or not for profit: Non-Profit Organization Name of outside business organization: ARC Board Investment related: N Address of business: Shreveport, Louisiana 71101 Nature of business: Charitable Organization, Position, title, association: Other, board memeber Start date of relationship: 5/13/2014 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Arc Caddo-Bossier is a private, non-profit agency that provides an array of services and supportive programs for infants, children, and adults with developmental disabilities and their families.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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