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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-05-15
  • WA RA
    APPROVED
    Since 2025-05-15

Branch Locations

9 South Washington Street Suite #105, Spokane, WA 99201 • United States

106 W. Nora Avenue, Spokane, WA 99205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 04/2022 02/2024
Spokane Teachers Credit Union Spokane WA 04/2022 02/2024
Union Pacific Railroad Spokane Valley WA 02/2014 08/2021
Numerica Credit Union Spokane Valley WA 08/2021 03/2022
Cuso Financial Services, Lp San Diego CA 02/2024 05/2025
Spokane Teachers Credit Union Spokane WA 02/2024 Present
Lpl Financial Llc Spokane WA 05/2025 Present
  • 04/2022 → 02/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 04/2022 → 02/2024
    Spokane Teachers Credit Union
    Spokane, WA
  • 02/2014 → 08/2021
    Union Pacific Railroad
    Spokane Valley, WA
  • 08/2021 → 03/2022
    Numerica Credit Union
    Spokane Valley, WA
  • 02/2024 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 02/2024 → Present
    Spokane Teachers Credit Union
    Spokane, WA
  • 05/2025 → Present
    Spokane, WA
Previous Registrations
  • 2023-04-05 → 2025-05-15
    Cuso Financial Services, L.P.
    Spokane, WA
    Spokane, WA
Other Businesses

1- 05/15/2025 -Investment products and services are offered through LPL Financial LLC using the DBA/trade name STCU Invesment Services -Investment Related - At Reported Business Location(s) - Start Date 04/24/2025 - 160 hours per month/ during trading 2- 05/15/2025 - Garden Spot Self Storage - Business Owner - Not Investment Related - Loon Lake, WA - Start Date 07/01/2016 - 10 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-04
  • S66 Uniform Combined State Law Examination
    2023-04-04

View on SEC IAPD

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