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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adamstown Community Pool | Adamstown | PA | 05/2017 | 09/2018 |
| Sorrelli Jewelry | Kutztown | PA | 12/2020 | 08/2021 |
| Adamstown Community Pool | Adamstown | PA | 06/2021 | 08/2021 |
| Flagship Financial, Llc | Sanatoga | PA | 05/2022 | 08/2022 |
| Flagship Financial, Llc | Sanatoga | PA | 06/2023 | Present |
| Self-Employment | Reading | PA | 06/2019 | 08/2019 |
| Self-Employment | Carlisle | PA | 02/2022 | 05/2022 |
| Dickinson College | Carlisle | PA | 08/2019 | 05/2023 |
| Berks Catholic High School | Reading | PA | 08/2015 | 06/2019 |
| Cetera Advisor Networks Llc | El Segundo | CA | 04/2022 | 11/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: FLAGSHIP FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: SITTING IN CLIENT MEETINGS, NOTE COMPLETION FROM MEETINGS, PENDING BUSINESS FOLLOW-UP, ANSWERING CALLS, AND COORDINATING APPOINTMENTS; 2. NAME OF OTHER BUSINESS: ST CATHARINE OF SIENA PARISH FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 4975 BOYERTOWN PIKE, READING, PA 19606; NATURE OF BUSINESS: CHURCH; START DATE: 6/24/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: LISTENING & ASKING QUESTIONS, ADVISING ON FINANCIAL MATTERS, BUDGET AND FINANCIAL STATEMENTS, AND SUPPORTING THE PASTOR AS HE FOLLOWS DIOCESE GUIDELINES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
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