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Caroline Elizabeth Wasielevski

Cetera Investment Advisers LLC

Sanatoga, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-26
  • PA RA
    APPROVED
    Since 2024-03-26

Branch Locations

55 Sunnybrook Road, Sanatoga, PA 19464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adamstown Community Pool Adamstown PA 05/2017 09/2018
Sorrelli Jewelry Kutztown PA 12/2020 08/2021
Adamstown Community Pool Adamstown PA 06/2021 08/2021
Flagship Financial, Llc Sanatoga PA 05/2022 08/2022
Flagship Financial, Llc Sanatoga PA 06/2023 Present
Self-Employment Reading PA 06/2019 08/2019
Self-Employment Carlisle PA 02/2022 05/2022
Dickinson College Carlisle PA 08/2019 05/2023
Berks Catholic High School Reading PA 08/2015 06/2019
Cetera Advisor Networks Llc El Segundo CA 04/2022 11/2023
Cetera Wealth Services, Llc El Segundo CA 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 05/2017 → 09/2018
    Adamstown Community Pool
    Adamstown, PA
  • 12/2020 → 08/2021
    Sorrelli Jewelry
    Kutztown, PA
  • 06/2021 → 08/2021
    Adamstown Community Pool
    Adamstown, PA
  • 05/2022 → 08/2022
    Flagship Financial, Llc
    Sanatoga, PA
  • 06/2023 → Present
    Flagship Financial, Llc
    Sanatoga, PA
  • 06/2019 → 08/2019
    Self-Employment
    Reading, PA
  • 02/2022 → 05/2022
    Self-Employment
    Carlisle, PA
  • 08/2019 → 05/2023
    Dickinson College
    Carlisle, PA
  • 08/2015 → 06/2019
    Berks Catholic High School
    Reading, PA
  • 04/2022 → 11/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FLAGSHIP FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: SITTING IN CLIENT MEETINGS, NOTE COMPLETION FROM MEETINGS, PENDING BUSINESS FOLLOW-UP, ANSWERING CALLS, AND COORDINATING APPOINTMENTS; 2. NAME OF OTHER BUSINESS: ST CATHARINE OF SIENA PARISH FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 4975 BOYERTOWN PIKE, READING, PA 19606; NATURE OF BUSINESS: CHURCH; START DATE: 6/24/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: LISTENING & ASKING QUESTIONS, ADVISING ON FINANCIAL MATTERS, BUDGET AND FINANCIAL STATEMENTS, AND SUPPORTING THE PASTOR AS HE FOLLOWS DIOCESE GUIDELINES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-25
  • S66 Uniform Combined State Law Examination
    2024-03-25
Other Names
  • Caroline Elizabeth Wasielevski

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