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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
Wyomissing, PA • United States
55 Sunnybrook Road, Sanatoga, PA 19464 • United States
740 W Main St, Trappe, PA 19426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crump Life Insruance Inc | Exton | PA | 01/2010 | 05/2017 |
| Guardian | Pottstown | PA | 01/2014 | 01/2017 |
| Park Ave Secrurities | Pottstown | PA | 01/2014 | 05/2017 |
| Voya Financial Advisors, Inc. | Trappe | PA | 05/2017 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Flagship Financial, Llc | Sanatoga | PA | 03/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Def Realty Llc | Wyomissing | PA | 08/2025 | Present |
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 55 SUNNYBROOK RD; SANATOGA; PA; 19464; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/24/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:FOX REALTY; No; 70 LINREE AVE; READING; PA; 19606; RENTAL PROPERTY; OWNER/PRESIDENT; 6/1/2015; 2; 0; MAINTAIN PROPERTY,COLLECT RENT,PAY BILLS 3. NAME OF ENTITY:FRANK FOX SCHOLARSHIP; No; 925 TED'S COURT; BIRDSBORO; PA; 19508; NON-PROFIT ORGANIZATION; FOUNDER/PRESIDENT; 6/1/2012; 2; 0; ORGANIZE EVENT, SOLICIT SPONSORSHIP/RUNNERS AND PRESENT SCHOLARSHIP 4. NAME OF ENTITY:Pope John Paul II High School; No; 181 Rittenhouse Road; Royersford; PA; 19468; Non-Profit Organization; Board Member; 10/15/2020; 4; 2; Attend board meetings and give input to the rest of the board. 5. NAME OF ENTITY:Flagship Financial, LLC; Yes; 55 Sunnybrook Road; Sanatoga; PA; 19464; Financial Services/dba; President & Owner; 3/11/2021; 250; 150; Sale and Service Insurance, Securities and Investment Products|; 6. NAME OF OTHER BUSINESS: DEF REALTY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWN AND OPERATE PROPERTIES OWNED BY DEF REALTY;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-11-08 |
| S65 | Uniform Investment Adviser Law Examination | 2007-11-21 |
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