Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

Wyomissing, PA • United States

55 Sunnybrook Road, Sanatoga, PA 19464 • United States

740 W Main St, Trappe, PA 19426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crump Life Insruance Inc Exton PA 01/2010 05/2017
Guardian Pottstown PA 01/2014 01/2017
Park Ave Secrurities Pottstown PA 01/2014 05/2017
Voya Financial Advisors, Inc. Trappe PA 05/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Flagship Financial, Llc Sanatoga PA 03/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Def Realty Llc Wyomissing PA 08/2025 Present
  • 01/2010 → 05/2017
    Crump Life Insruance Inc
    Exton, PA
  • 01/2014 → 01/2017
    Guardian
    Pottstown, PA
  • 01/2014 → 05/2017
    Park Ave Secrurities
    Pottstown, PA
  • 05/2017 → 06/2021
    Trappe, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2021 → Present
    Flagship Financial, Llc
    Sanatoga, PA
  • 06/2023 → Present
    Schaumburg, IL
  • 08/2025 → Present
    Def Realty Llc
    Wyomissing, PA
Previous Registrations
Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 55 SUNNYBROOK RD; SANATOGA; PA; 19464; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/24/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:FOX REALTY; No; 70 LINREE AVE; READING; PA; 19606; RENTAL PROPERTY; OWNER/PRESIDENT; 6/1/2015; 2; 0; MAINTAIN PROPERTY,COLLECT RENT,PAY BILLS 3. NAME OF ENTITY:FRANK FOX SCHOLARSHIP; No; 925 TED'S COURT; BIRDSBORO; PA; 19508; NON-PROFIT ORGANIZATION; FOUNDER/PRESIDENT; 6/1/2012; 2; 0; ORGANIZE EVENT, SOLICIT SPONSORSHIP/RUNNERS AND PRESENT SCHOLARSHIP 4. NAME OF ENTITY:Pope John Paul II High School; No; 181 Rittenhouse Road; Royersford; PA; 19468; Non-Profit Organization; Board Member; 10/15/2020; 4; 2; Attend board meetings and give input to the rest of the board. 5. NAME OF ENTITY:Flagship Financial, LLC; Yes; 55 Sunnybrook Road; Sanatoga; PA; 19464; Financial Services/dba; President & Owner; 3/11/2021; 250; 150; Sale and Service Insurance, Securities and Investment Products|; 6. NAME OF OTHER BUSINESS: DEF REALTY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OWN AND OPERATE PROPERTIES OWNED BY DEF REALTY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-11-08
S65 Uniform Investment Adviser Law Examination 2007-11-21
  • S63 Uniform Securities Agent State Law Examination
    2008-11-08
  • S65 Uniform Investment Adviser Law Examination
    2007-11-21
Designations
Other Names
  • Dean Edwin Fox

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wyomissing, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor