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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
2 Meridian Blvd Ste 102, Wyomissing, PA 19610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sydney Schaeffer | Wyomissing | PA | 01/1991 | 07/2021 |
| Waddell & Reed Inc | Wyomissing | PA | 04/2013 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Reading | PA | 09/2013 | 07/2021 |
| Treeview Partners Llc | Wyomissing | PA | 04/2020 | 07/2021 |
| Lpl Financial Llc | Wyomising | PA | 07/2021 | Present |
1) 04/01/2020 - Treeview Partners LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 0HR/MO / 2 Meridian Blvd., Suite 102, Wyomissing, PA,19610 2) 12/7/2022 - The Schaeffer Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/22/2021 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-14 |
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