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Aaron Von Alst

Cetera Investment Advisers LLC

Sanatoga, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-02-25
  • PA RA
    APPROVED
    Since 2026-02-25

Branch Locations

55 Sunnybrook Road, Sanatoga, PA 19464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Oaks PA 05/2005 10/2025
Unemployed - Pursuing Financial Advisor Phoenixville PA 11/2025 Present
Cetera Wealth Services, Llc El Segundo CA 01/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 05/2005 → 10/2025
    Sei
    Oaks, PA
  • 11/2025 → Present
    Unemployed - Pursuing Financial Advisor
    Phoenixville, PA
  • 01/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2026 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FLAGSHIP FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 45 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-24
  • S66 Uniform Combined State Law Examination
    2026-02-24

View on SEC IAPD

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