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William John Mccartin

First Financial Security, LLC

Pottstown, PA

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Current Employers
First Financial Security, Llc

Pottstown, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2000-06-30
  • PA RA
    APPROVED
    Since 2000-06-30

Branch Locations

1976 East High Street, Pottstown, PA 19464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Pottstown PA 06/1995 Present
  • 06/1995 → Present
    Mml Investors Services, Inc.
    Pottstown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-23
S63 Uniform Securities Agent State Law Examination 1993-06-01
  • S65 Uniform Investment Adviser Law Examination
    1993-06-23
  • S63 Uniform Securities Agent State Law Examination
    1993-06-01

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Pottstown, PA
IPI WEALTH MANAGEMENT, INC. · Pottstown, PA
USA FINANCIAL SECURITIES LLC · POTTSTOWN, PA
PRIVATE ADVISOR GROUP, LLC · Pottstown, PA
PFS INVESTMENTS INC. · POTTSTOWN, PA
PARK AVENUE SECURITIES LLC · POTTSTOWN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Pottstown, PA
KEY INVESTMENT SERVICES LLC · Pottstown, PA

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