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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-11-09
  • PA RA
    APPROVED
    Since 2023-11-09

Branch Locations

200 Shoemaker Rd, Pottstown, PA 19464 • United States

1200 W Main St, Norristown, PA 19401 • United States

677 W Dekalb Pike, , King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 04/2021
J.P. Morgan Chase Bank, N.A. King Of Prussia PA 11/2011 Present
J.P. Morgan Securities Llc King Of Prussia PA 11/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
S63 Uniform Securities Agent State Law Examination 2007-03-05
  • S66 Uniform Combined State Law Examination
    2023-09-25
  • S63 Uniform Securities Agent State Law Examination
    2007-03-05

View on SEC IAPD

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