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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-09 |
Branch Locations
200 Shoemaker Rd, Pottstown, PA 19464 • United States
1200 W Main St, Norristown, PA 19401 • United States
677 W Dekalb Pike, , King Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 04/2021 |
| J.P. Morgan Chase Bank, N.A. | King Of Prussia | PA | 11/2011 | Present |
| J.P. Morgan Securities Llc | King Of Prussia | PA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-05 |
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